Piper Sandler is currently seeking a motivated individual to support the Corporate & Venture Services (CVS) team in our Minneapolis, MN headquarters. CVS seeks to provide high touch trading services to some of the top Corporations, Executives, and Venture Capital firms across the country. We work closely with Equity Sales and trading, as well as investment banking.
Responsibilities include:
Provide a high level of customer service to Corporate & Venture Services clients and team members
Error-free set up of new client accounts, including follow through of receipt of all new account documentation.
Review trading activity including the correct reporting of trades, trade settlement, restrictive stock issues and commissions/fees paid
Provide timely responses to customer inquiries and proactively bring resolution to problems.
Process check and fed fund wire requests and communicate reorganization issues to affected Relationship Managers/clients
Assist with administrative functions related to restricted stock sales - processing restricted stock paper work and follow-up to ensure the shares are cleaned-up in a timely manner
Prepare powerpoint presentations and other reports as required
Work with sophisticated investors
Provide assistance with Directed Share programs and Stock Options
Requirements include:
Undergraduate degree preferred
2-3 years of securities industry experience
Superior organizational skills
Excellent communication skills
Ability to work as part of a team
Proficiency in Microsoft Word, Excel & Powerpoint
Demonstrated ability to actively improve efficiencies and department processes
Proven ability to interact with clients effectively and to maintain client relationships
Series 7 and 63 required or willingness to obtain within 90 days of start date